Caroline Angell (CRD# 6817949) is an Investment Advisor Representative working at Edelman Financial Engines in Uniondale, NY and has over 6 years of experience in the finance industry. Caroline Angell has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2708116
Park Avenue Securities LLC
CRD# 4632189
Sarsi, LLC
CRD# 6381165
A.g.p / Alliance Global Partners
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Financial Engines Advisors LLC | Santa Clara, CA | Mar 2021 - Current | 3 |
| Unemployed | Nesconset, NY | Nov 2020 - Mar 2021 | < 1 |
| Tiaa | Melville, NY | Feb 2018 - Nov 2020 | 2 |
| Tiaa-cref Individual & Institutional Services, LLC | Melville, NY | Feb 2018 - Nov 2020 | 2 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York, NY | Nov 2014 - Feb 2018 | 3 |
| Bank Of America, N.a. | New York, NY | Nov 2014 - Feb 2018 | 3 |
| Capital One Bank N.a | Commack, NY | Aug 2013 - Nov 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Sep 2017 |
- NY
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Total Assets Under Management270,770MILLIONS
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Total Number of Accounts1,561,555ACCOUNTS
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Average Account Value$173,398
- A percentage of assets under your management
- Hourly charges
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
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