Eric Baumbach (CRD# 2952712) is an Investment Advisor Representative working at Eagle Strategies LLC in Melville, NY and has over 26 years of experience in the finance industry.
CRD# 2708116
Park Avenue Securities LLC
CRD# 811927
Cetera Investment Advisers LLC
CRD# 5473273
American Portfolios Advisors, Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Treebrook Financial Group | Melville, NY | Feb 2015 - Current | 9 |
| Lippencott Financial Group | Melville, NY | Sep 2010 - Current | 13 |
| Eagle Strategies | Melville, NY | Mar 2004 - Current | 20 |
| New York Life Ins. Company | Melville, NY | Sep 1997 - Current | 26 |
| Nylife Securities Inc. | Melville, NY | Sep 1997 - Current | 26 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 1997 |
| S66 | NASAA Uniform Combined State Law Examination | Nov 2003 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NY
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Total Assets Under Management20,358MILLIONS
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Total Number of Accounts95,287ACCOUNTS
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Average Account Value$213,647
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