Eric BaumbachCRD Number: 2952712
Current Firm: Eagle Strategies LLC
Eric Baumbach (CRD# 2952712) is an Investment Advisor Representative working at Eagle Strategies LLC in Melville, NY and has over 24 years of experience in the finance industry.
Park Avenue Securities LLC
American Portfolios Advisors, Inc.
Citigroup Global Markets Inc.
|Treebrook Financial Group||Melville, NY||Feb 2015 - Current||6|
|Lippencott Financial Group||Melville, NY||Sep 2010 - Current||11|
|Eagle Strategies||Melville, NY||Mar 2004 - Current||17|
|New York Life Ins. Company||Melville, NY||Sep 1997 - Current||24|
|Nylife Securities Inc.||Melville, NY||Sep 1997 - Current||24|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1997|
|S66||NASAA Uniform Combined State Law Examination||Nov 2003|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management13,987MILLIONS
Total Number of Accounts66,451ACCOUNTS
Average Account Value$210,490
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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