Nicholas AponteCRD Number: 6514669
Current Firm: Ubs Financial Services Inc.
Nicholas Aponte (CRD# 6514669) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Melville, NY and has over 3 years of experience in the finance industry.
Park Avenue Securities LLC
Citigroup Global Markets Inc.
J.p. Morgan Securities LLC
|Ubs Financial Services Inc.||Melville, NY||Jan 2021 - Current||< 1|
|Bank Of America, N.a.||Melville, NY||Apr 2018 - Jan 2021||2|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Melville, NY||Oct 2017 - Jan 2021||3|
|Chesapeake Bayhawks Of Major League Lacrosse||Annapolis, MD||May 2017 - Oct 2017||< 1|
|The Pennsylvania State University||University Park, PA||Aug 2015 - May 2017||1|
|Merrill Lynch||Melville, NY||Jun 2015 - Aug 2015||< 1|
|The Pennsylvania State University||University Park, PA||Aug 2014 - Jun 2015||< 1|
|Racanelli Construction||Melville, NY||Jun 2014 - Aug 2014||< 1|
|West Islip School District||West Islip, NY||Jan 2008 - Jun 2014||6|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Mar 2018|
Total Assets Under Management572,471MILLIONS
Total Number of Accounts1,003,533ACCOUNTS
Average Account Value$570,455
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Security ratings or pricing services
- Educational seminars/workshops
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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