Robert SforzaCRD Number: 5403509
Current Firm: Td Ameritrade, Inc.
Robert Sforza (CRD# 5403509) is an Investment Advisor Representative working at Td Ameritrade, Inc. in Melville, NY and has over 9 years of experience in the finance industry.
Altium Wealth Management LLC
Scholtz & Co
Axa Advisors, LLC
|Td Ameritrade||Melville, NY||May 2015 - Current||2|
|Hsbc Securities (usa) Inc.||Lake Ronkonkoma, NY||Jul 2013 - May 2015||1|
|Charles Schwab & Company, Inc.||Englewood, CO||Apr 2012 - Jul 2013||1|
|Strong Island Healthy Vending Ltd.||Denver, CO||Jan 2012 - Aug 2012||< 1|
|Charles Schwab & Company, Inc.||Englewood, CO||Sep 2008 - Apr 2012||3|
|Charles Schwab Bank||Englewood, CO||Sep 2008 - Apr 2012||3|
|Wells Fargo Investments, LLC||Denver, CO||Aug 2007 - Sep 2008||1|
|Wells Fargo Bank N.a.||Denver, CO||Apr 2007 - Aug 2008||1|
|Wells Fargo Home Mortgage||Greenwood Village, CO||Jul 2005 - Apr 2007||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Nov 2007|
Total Assets Under Management0MILLIONS
Total Number of Accounts0ACCOUNTS
Average Account Value$0
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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