Robert Sforza, financial advisor Melville NY
93 score

Robert Sforza

CRD Number: 5403509
Current Firm: Td Ameritrade, Inc.

Robert Sforza (CRD# 5403509) is an Investment Advisor Representative working at Td Ameritrade, Inc. in Melville, NY and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Td Ameritrade Melville, NY May 2015 - Current 1
Hsbc Securities (usa) Inc. Lake Ronkonkoma, NY Jul 2013 - May 2015 1
Charles Schwab & Company, Inc. Englewood, CO Apr 2012 - Jul 2013 1
Strong Island Healthy Vending Ltd. Denver, CO Jan 2012 - Aug 2012 < 1
Charles Schwab & Company, Inc. Englewood, CO Sep 2008 - Apr 2012 3
Charles Schwab Bank Englewood, CO Sep 2008 - Apr 2012 3
Wells Fargo Investments, LLC Denver, CO Aug 2007 - Sep 2008 1
Wells Fargo Bank N.a. Denver, CO Apr 2007 - Aug 2008 1
Wells Fargo Home Mortgage Greenwood Village, CO Jul 2005 - Apr 2007 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Nov 2007
Contact Info for Robert J. Sforza
Phone Number: (800) 669-3900
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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