Steven Tambone, financial advisor Melville NY
93 score

Steven Tambone

CRD Number: 5405962
Current Firm: Morgan Stanley

Steven Tambone (CRD# 5405962) is an Investment Advisor Representative working at Morgan Stanley in Melville, NY and has over 7 years of experience in the finance industry. Steven Tambone has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Morgan Stanley Melville, NY Jun 2016 - Current < 1
Bank Of America, N.a. Smithtown, NY Apr 2014 - Jun 2016 2
Merrill Lynch, Pierce, Fenner & Smith Incorporated Smithtown, NY Jul 2007 - Jun 2016 8
Limited Brands Lake Grove, NY Nov 2004 - Apr 2008 3
Town Of Brookhaven Coram, NY May 2005 - Aug 2007 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jul 2009
Contact Info for Steven Tambone
Phone Number: 914-225-5510
Registered State(s):
  • CT
  • TX
By the Numbers
  • Total Assets Under Management
    535,890
    MILLIONS
  • Total Number of Accounts
    1,563,538
    ACCOUNTS
  • Average Account Value
    $342,742
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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