James Bouton, financial advisor Memphis TN
83 score

James Bouton

CRD Number: 2998280
Current Firm: Waddell & Reed

James Bouton (CRD# 2998280) is an Investment Advisor Representative working at Waddell & Reed in Memphis, TN and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Waddell & Reed, Inc. Memphis, TN Apr 2004 - Current 12
Various Insurance Carriers For W & R Insurance Agencies Collierville, TN Apr 2004 - Current 12
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Nov 1998
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for James C. Bouton
Phone Number: 913-236-2000
Firm Website: http://www.waddell.com
Registered State(s):
  • TN
By the Numbers
  • Total Assets Under Management
    18,309
    MILLIONS
  • Total Number of Accounts
    149,599
    ACCOUNTS
  • Average Account Value
    $122,387
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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