Kristen Ellis, financial advisor Memphis TN

Kristen Ellis

CRD Number: 5383899
Current Firm: Raymond James & Associates, Inc.

Kristen Ellis (CRD# 5383899) is an Investment Advisor Representative working at Raymond James & Associates, Inc. in Memphis, TN and has over 16 years of experience in the finance industry.

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Company Name Location Dates Years
Raymond James & Associates, Inc. Memphis, TN Nov 2016 - Current 7
Kelman -lazarov, Inc. Memphis, TN Jun 2011 - Sep 2016 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2007
S65 NASAA Investment Advisors Law Examination Apr 2013
Contact Info for Kristen M. Ellis
Phone Number: 727-567-1000
Registered State(s):
  • TN
By the Numbers
  • Total Assets Under Management
    350,042
    MILLIONS
  • Total Number of Accounts
    992,551
    ACCOUNTS
  • Average Account Value
    $352,669
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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