Kristen Ellis, financial advisor Memphis TN
93 score

Kristen Ellis

CRD Number: 5383899
Current Firm: Kelman Lazarov Inc.

Kristen Ellis (CRD# 5383899) is an Investment Advisor Representative working at Kelman Lazarov Inc. in Memphis, TN and has over 8 years of experience in the finance industry.

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Company Name Location Dates Years
Mutual Securities, Inc. Camarillo, CA Jul 2016 - Current < 1
Kelman -lazarov, Inc. Memphis, TN May 2013 - Current 3
Cetera Advisor Networks, LLC El Segundo, CA May 2013 - Jul 2016 3
Cetera Advisor Networks LLC El Segundo, CA Jan 2013 - Jul 2016 3
Financial Network El Segundo, CA Jun 2011 - Dec 2012 1
Charles Schwab Bank Germantown, TN Oct 2007 - Jun 2011 3
Charles Schwab And Company, Inc. Germantown, TN Jun 2007 - Jun 2011 4
Regions Bank Fayetteville, AR May 2005 - Jun 2007 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 2007
S65 NASAA Investment Advisors Law Examination Apr 2013
Contact Info for Kristen M. Ellis
Phone Number: 901-685-8284
Registered State(s):
  • TN
By the Numbers
  • Total Assets Under Management
    319
    MILLIONS
  • Total Number of Accounts
    887
    ACCOUNTS
  • Average Account Value
    $359,380
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Educational seminars/workshops
Types of Clients
Registered States

AL, AR, CA, FL, GA, LA, MI, MS, TN, TX, VA

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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