Nathan WarrenCRD Number: 1240004
Current Firm: Park Avenue Securities LLC
Nathan Warren (CRD# 1240004) is an Investment Advisor Representative working at Park Avenue Securities LLC in Memphis, TN and has over 30 years of experience in the finance industry.
Delta Asset Management, LLC
Wells Fargo Advisors, LLC
Ameriprise Financial Services, Inc.
|Park Avenue Securities||Collierville, TN||Jan 2012 - Current||5|
|Guardian Life Insurance Company||Collierville, TN||Jan 2012 - Current||5|
|Unemployed||Memphis, TN||Apr 2011 - Jan 2012||< 1|
|Metropolitan Life Insurance Company||Cordova, TN||Oct 1980 - Apr 2011||30|
|Metlife Securities Inc.||Cordova, TN||Oct 1980 - Apr 2011||30|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 1986|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Employer Dispute
Total Assets Under Management6,646MILLIONS
Total Number of Accounts39,311ACCOUNTS
Average Account Value$169,065
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV
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