Patrick O'connor, financial advisor Memphis TN

Patrick O'connor

CRD Number: 6292245
Current Firm: Duncan Williams Asset Management, LLC

Patrick O'connor (CRD# 6292245) is an Investment Advisor Representative working at Duncan Williams Asset Management, LLC in Memphis, TN and has over 9 years of experience in the finance industry. Patrick O'connor has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Duncan-williams, Inc. Memphis, TN Jan 2014 - Current 10
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2014
Contact Info for Patrick S. O'connor
Phone Number: (901) 435-4250
Registered State(s):
  • LA
  • TN
  • TX
By the Numbers
  • Total Assets Under Management
    632
    MILLIONS
  • Total Number of Accounts
    1,104
    ACCOUNTS
  • Average Account Value
    $572,487
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AL, AR, AZ, CA, CO, CT, FL, GA, IL, LA, MA, MD, MI, MO, MS, NC, ND, NM, NY, OH, OR, PA, SC, TN, TX, VA, WA

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