Phyllis Scruggs (CRD# 1978398) is an Investment Advisor Representative working at Waddell & Associates, LLC in Aspen, CO and has over 31 years of experience in the finance industry. Phyllis Scruggs has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1099588
Ameriprise Financial Services, LLC
CRD# 1702479
Tcfg Investment Advisors, LLC
CRD# 2967657
Spectrum Wealth Management, LLC
The CFP is the gold standard for financial professionals who perform comprehensive financial planning. CFPs must undergo rigorous exams and meet other requirements to obtain this designation.
The CFA is the gold standard for financial professionals who analyze securities. CFAs focus on portfolio construction and investment selection.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Waddell & Associates, LLC | Memphis, TN | Apr 2016 - Current | 8 |
| Waddell & Associates, Inc. | Memphis, TN | Oct 1993 - Apr 2016 | 22 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 1992 |
- CO
- TN
- TX
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Total Assets Under Management1,344MILLIONS
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Total Number of Accounts2,764ACCOUNTS
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Average Account Value$486,234
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other
AL, AR, CA, CO, DC, FL, GA, IL, KY, LA, MA, MI, MO, MS, NC, NH, NY, SC, TN, TX, VA, WA
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