Ryan Rogalski, financial advisor Memphis TN
93 score

Ryan Rogalski

CRD Number: 4479682
Current Firm: United Capital Financial Advisers

Ryan Rogalski (CRD# 4479682) is an Investment Advisor Representative working at United Capital Financial Advisers in Memphis, TN and has over 14 years of experience in the finance industry.

Similar Advisors
William Gates, financial advisor Memphis TN
William Gates
CRD# 5203846
Delta Asset Management, LLC
Score
103
Similar Advisors
William Abraham, financial advisor Memphis TN
William N. Abraham
CRD# 2644889
Wells Fargo Advisors, LLC
Score
96
Similar Advisors
Sudhir Agrawal, financial advisor Memphis TN
Sudhir K. Agrawal
CRD# 3193095
Ameriprise Financial Services, Inc.
Score
96
Company Name Location Dates Years
Girard Securities Inc. San Diego, CA Feb 2013 - Current 3
United Capital Memphis, TN Dec 2012 - Current 4
Northwestern Mutual Investment Services, LLC Memphis, TN Mar 2012 - Dec 2012 < 1
Northwestern Mutual Investment Services, LLC Memphis, TN Jul 2010 - Dec 2012 2
Jim E Meeks Memphis, TN Sep 2009 - Dec 2012 3
Mike Callahan Memphis, TN Sep 2009 - Mar 2010 < 1
Cynthia L Williams Memphis, TN Sep 2009 - Dec 2009 < 1
Jim E Meeks Memphis, TN Mar 2006 - Sep 2009 3
S Greg Vaughn Memphis, TN Jul 2008 - Aug 2009 1
Northwestern Mutual Investment Services, LLC Memphis, TN Feb 2003 - Aug 2009 6
Mark S Scott Memphis, TN Apr 2006 - Dec 2008 2
Edward Burch Memphis, TN Apr 2006 - Jun 2008 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 2002
S65 NASAA Investment Advisors Law Examination Feb 2012
Contact Info for Ryan W. Rogalski
Phone Number: 949-999-8500
Registered State(s):
  • TN
By the Numbers
  • Total Assets Under Management
    15,406
    MILLIONS
  • Total Number of Accounts
    48,598
    ACCOUNTS
  • Average Account Value
    $317,017
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Ryan Rogalski and other advisors.
BADGES
93
Clean Record
This advisor has a clean track record with regulators.

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.