Patric Wallace, financial advisor Mendham NJ
86 score

Patric Wallace

CRD Number: 1241039
Current Firm: Cambridge Investment Research Advisors, Inc.

Patric Wallace (CRD# 1241039) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Mendham, NJ and has over 25 years of experience in the finance industry. Patric Wallace has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Cambridge Investment Research Advisors, Inc. Fairfield, IA Oct 2009 - Current 7
Cambridge Investment Research, Inc. Fairfield, IA Oct 2009 - Current 7
Financial Network Advisory Corp. Torrance, CA Jun 1994 - Oct 2009 15
Financial Network Investment Corporation Edison, NJ Feb 1994 - Oct 2009 15
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1991
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Patric J. Wallace
Phone Number: 641-472-5100
Firm Website: http://www.cir2.com
Registered State(s):
  • NJ
By the Numbers
  • Total Assets Under Management
    25,187
    MILLIONS
  • Total Number of Accounts
    152,412
    ACCOUNTS
  • Average Account Value
    $165,257
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Market timing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
86

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