Sandeep VarmaCRD Number: 1926613
Current Firm: Fsc Securities Corporation
Sandeep Varma (CRD# 1926613) is an Investment Advisor Representative working at Fsc Securities Corporation in Menlo Park, CA and has over 25 years of experience in the finance industry.
Altos Investments, Inc.
Jurika, Mills & Keifer, LLC
Lowery Thomas, LLC
|Fsc Securities Corp||Atlanta, GA||Oct 2015 - Current||1|
|Sandeep Varma Wealth Strategies||San Diego, CA||Jul 1998 - Current||18|
|Lpl Financial Llc/ Linsco/private Ledger Corp.||San Diego, CA||Mar 1995 - Oct 2015||20|
|Ats Advanced Trustee Strategies||Menlo Park, CA||Apr 2005 - Nov 2011||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 1991|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
- Regulatory Event
Total Assets Under Management5,630MILLIONS
Total Number of Accounts24,779ACCOUNTS
Average Account Value$227,192
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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