Yen Ting Lu (CRD# 5562042) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Palo Alto, CA and has over 13 years of experience in the finance industry.
CRD# 1351279
Lpl Financial LLC
CRD# 6828753
Fidelity Personal And Workplace Advisors
CRD# 2183126
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Bank Of America, N.a. | Palo Alto, CA | Oct 2021 - Current | 2 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Palo Alto, CA | Jul 2021 - Current | 2 |
| Jp Morgan Securities, LLC | San Jose, CA | Jan 2019 - Jul 2021 | 2 |
| Jp Morgan Chase Bank, N.a. | San Jose, CA | Jan 2019 - Jul 2021 | 2 |
| Citigroup | San Mateo, CA | Dec 2017 - Jan 2019 | 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Menlo Park, CA | May 2016 - Dec 2017 | 1 |
| Hsbc Securities (usa) Inc. | Fremont, CA | Feb 2014 - May 2016 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Aug 2010 |
- CA
- TX
-
Total Assets Under Management1,271,594MILLIONS
-
Total Number of Accounts2,911,578ACCOUNTS
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Average Account Value$436,737
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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