Benjamin Trevino, financial advisor Menomonee Falls WI
83 score

Benjamin Trevino

CRD Number: 5387707
Current Firm: Principal Securities, Inc.

Benjamin Trevino (CRD# 5387707) is an Investment Advisor Representative working at Principal Securities, Inc. in Menomonee Falls, WI and has over 9 years of experience in the finance industry.

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Company Name Location Dates Years
Union Financial Inc. West Allis, WI Aug 2008 - Current 8
Principal Life Insurance Co Menomonee Falls, WI Jul 2007 - Current 9
Princor Financial Services Corp Menomonee Falls, WI Jul 2007 - Current 9
Home Mortgage Partners Wauwatosa, WI Jan 2007 - Jul 2007 < 1
Home 123 Mortgage Waukesha, WI Jan 2006 - Jan 2007 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2007
S65 NASAA Investment Advisors Law Examination Jan 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Benjamin Trevino
Phone Number: 888-774-6267
Firm Website: http://www.principal.com
Registered State(s):
  • WI
By the Numbers
  • Total Assets Under Management
    1,622
    MILLIONS
  • Total Number of Accounts
    15,486
    ACCOUNTS
  • Average Account Value
    $104,766
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
83

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