James Marshall, financial advisor Mequon WI
93 score

James Marshall

CRD Number: 1214383
Current Firm: Spectrum Investment Advisors, Inc.

James Marshall (CRD# 1214383) is an Investment Advisor Representative working at Spectrum Investment Advisors, Inc. in Mequon, WI and has over 32 years of experience in the finance industry.

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Company Name Location Dates Years
Spectrum Investment Advisors, Inc. Mequon, WI May 2009 - Current 7
Lpl Financial San Diego, CA Apr 2011 - Sep 2015 4
H. Beck, Inc. Rockville, MD May 1990 - Mar 2011 20
Christiansen Investments, Inc. Mequon, WI Aug 1995 - Apr 2009 13
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1984
S65 NASAA Investment Advisors Law Examination Feb 1994
Contact Info for James F. Marshall
Phone Number: 262-238-4010
Registered State(s):
  • WI
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Other
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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