Joanne Tomczak, financial advisor Mequon WI
93 score

Joanne Tomczak

CRD Number: 1214381
Current Firm: Spectrum Investment Advisors, Inc.

Joanne Tomczak (CRD# 1214381) is an Investment Advisor Representative working at Spectrum Investment Advisors, Inc. in Mequon, WI and has over 12 years of experience in the finance industry.

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Company Name Location Dates Years
Spectrum Investment Advisors Inc. Mequon, WI Jun 2011 - Current 6
Lpl Financial San Diego, CA Aug 2011 - Sep 2015 4
Gwfs Equities Inc/great-west Life & Ann Ins Co Greenwood Village, CO Dec 2003 - May 2011 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2005
S65 NASAA Investment Advisors Law Examination Oct 2011
Contact Info for Joanne M. Tomczak
Phone Number: 262-238-4010
Registered State(s):
  • WI
By the Numbers
  • Total Assets Under Management
    93
    MILLIONS
  • Total Number of Accounts
    202
    ACCOUNTS
  • Average Account Value
    $458,472
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Other
Types of Clients
Registered States

GA, IL, MI, NC, NY, TX, WI

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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