Judith Sottile, financial advisor Mequon WI
81 score

Judith Sottile

CRD Number: 1809819
Current Firm: B. C. Ziegler And Company

Judith Sottile (CRD# 1809819) is an Investment Advisor Representative working at B. C. Ziegler And Company in Mequon, WI and has over 27 years of experience in the finance industry.

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Company Name Location Dates Years
B.c. Ziegler And Company Milwaukee, WI Mar 2016 - Current < 1
B C Ziegler And Company Milwaukee, WI Sep 2006 - Mar 2016 9
B C Ziegler And Company Milwaukee, WI Mar 2006 - Sep 2006 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1989
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Judith K. Sottile
Phone Number: 312/263-0110
Firm Website: http://www.ziegler.com
Registered State(s):
  • WI
By the Numbers
  • Total Assets Under Management
    412
    MILLIONS
  • Total Number of Accounts
    1,826
    ACCOUNTS
  • Average Account Value
    $225,791
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AZ, CA, CO, CT, FL, GA, IA, IL, IN, MD, MI, MN, MO, NC, NJ, NV, NY, OH, OR, PA, TN, TX, VA, WA, WI

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BADGES
81

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