Arthur Nunes, financial advisor Mercer Island WA
93 score

Arthur Nunes

CRD Number: 1192562
Current Firm: Northwest Asset Management

Arthur Nunes (CRD# 1192562) is an Investment Advisor Representative working at Northwest Asset Management in Mercer Island, WA and has over 33 years of experience in the finance industry.

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Company Name Location Dates Years
Nwam, Llc Dba Northwest Asset Management Mercer Island, WA Nov 2010 - Current 6
Ims Capital Management Seattle, WA Jun 2003 - Nov 2010 7
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1983
S65 NASAA Investment Advisors Law Examination Jul 1992
Contact Info for Arthur G. Nunes
Phone Number: 206-838-3680
Firm Website: http://www.nwasset.com
Registered State(s):
  • AZ
  • CA
  • WA
  • CO
  • UT
By the Numbers
  • Total Assets Under Management
    743
    MILLIONS
  • Total Number of Accounts
    4,238
    ACCOUNTS
  • Average Account Value
    $175,303
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AZ, CA, CO, FL, GA, HI, IA, ID, IL, MA, MN, MT, NV, NY, OH, OR, TX, UT, VA, WA, WI

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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