Carlos Obando, financial advisor Mercer Island WA

Carlos Obando

CRD Number: 2250261
Current Firm: Mercer Island Capital Management, LLC

Carlos Obando (CRD# 2250261) is an Investment Advisor Representative working at Mercer Island Capital Management, LLC in Mercer Island, WA and has over 28 years of experience in the finance industry.

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Company Name Location Dates Years
Mercer Island Capital Management, LLC Mercer Island, WA Jan 2014 - Current 10
Nwam Llc Dba Northwest Asset Management Mercer Island, WA Mar 2014 - Apr 2016 2
Purshe Kaplan Sterling Investments Albany, NY Apr 2014 - Oct 2014 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1996
S65 NASAA Investment Advisors Law Examination Feb 1996
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Carlos L. Obando
Phone Number: 206-501-4976
Registered State(s):
  • TX
  • WA
Current Firm Details
Mercer Island Capital Management, LLC
Firm's CRD Number: 283752
By the Numbers
  • Total Assets Under Management
    18
    MILLIONS
  • Total Number of Accounts
    47
    ACCOUNTS
  • Average Account Value
    $377,365
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

TX, WA

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