Daniel Yeung, financial advisor Mercer Island WA
96 score

Daniel Yeung

CRD Number: 5274149
Current Firm: The Caprock Group, Inc.

Daniel Yeung (CRD# 5274149) is an Investment Advisor Representative working at The Caprock Group, Inc. in Mercer Island, WA and has over 9 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
The Caprock Group Seattle, WA Aug 2010 - Current 6
Purcell Advisory Services, LLC Tacoma, WA Jul 2009 - Jun 2010 < 1
Edward Jones St Louis, MO Apr 2009 - Jul 2009 < 1
Threshold Group Gig Harbor, WA May 2008 - Jan 2009 < 1
Foreside Fund Services, LLC Seattle, WA Mar 2007 - Apr 2008 1
Accessor Funds, Inc. Seattle, WA Feb 2007 - Apr 2008 1
Accessor Capital Management LP Seattle, WA Dec 2006 - Apr 2008 1
Morningstar Associates LLC Chicago, IL Dec 2002 - Dec 2006 4
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 2007
S66 NASAA Uniform Combined State Law Examination Jun 2009
Contact Info for Daniel L. Yeung
Phone Number: (208) 368-9600
Firm Website: http://www.i3impact.com
Registered State(s):
  • WA
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States


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Clean Record
This advisor has a clean track record with regulators.

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