James ButlerCRD Number: 37193
Current Firm: Wells Fargo Advisors Financial Network, LLC
James Butler (CRD# 37193) is an Investment Advisor Representative working at Wells Fargo Advisors Financial Network, LLC in Mercer Island, WA and has over 39 years of experience in the finance industry.
Royal Alliance Associates, Inc.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Sitka Pacific Capital Management, LLC
|Wells Fargo Advisors Financial Network, LLC||Mercer Island, WA||Mar 2013 - Current||9|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Bellevue, WA||Jul 1969 - Mar 2013||43|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 1982|
|S65||NASAA Investment Advisors Law Examination||Oct 2004|
Total Assets Under Management102,527MILLIONS
Total Number of Accounts222,705ACCOUNTS
Average Account Value$460,369
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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