Ann Marie Ocone, financial advisor Meriden CT
90 score

Ann Marie Ocone

CRD Number: 5283747
Current Firm: New England Capital Financial Advisors LLC

Ann Marie Ocone (CRD# 5283747) is an Investment Advisor Representative working at New England Capital Financial Advisors LLC in Meriden, CT and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Purshe Kaplan Sterling Investments Albany, NY Jan 2013 - Current 3
New England Capital S Meriden, CT Dec 2006 - Current 10
Harvest Capital LLC S Meriden, CT Dec 2006 - Dec 2012 6
Thermospas Wallingford, CT Sep 2004 - Dec 2006 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2013
S65 NASAA Investment Advisors Law Examination May 2012
Contact Info for Ann Marie Ocone
Phone Number: 203-935-0265
Registered State(s):
  • CT
By the Numbers
  • Total Assets Under Management
    211
    MILLIONS
  • Total Number of Accounts
    1,896
    ACCOUNTS
  • Average Account Value
    $111,061
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Educational seminars/workshops
Types of Clients
Registered States

CT, FL, LA, MA, NC, NH, NY, RI, TX

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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