Darren Tapley, financial advisor Meriden CT

Darren Tapley

CRD Number: 4751707
Current Firm: New England Capital Financial Advisors LLC

Darren Tapley (CRD# 4751707) is an Investment Advisor Representative working at New England Capital Financial Advisors LLC in Meriden, CT and has over 20 years of experience in the finance industry.

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Company Name Location Dates Years
New England Capital Financial Advisors, LLC Wallingford, CT May 2002 - Current 21
Purshe Kaplan Sterling Albany, NY Jan 2013 - Sep 2023 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2004
S65 NASAA Investment Advisors Law Examination Nov 2005
Contact Info for Darren M. Tapley
Phone Number: 203-935-0265
Registered State(s):
  • CT
  • TX
By the Numbers
  • Total Assets Under Management
    529
    MILLIONS
  • Total Number of Accounts
    2,708
    ACCOUNTS
  • Average Account Value
    $195,287
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Educational seminars/workshops
Types of Clients
Registered States

CA, CT, FL, GA, LA, MA, ME, NC, NH, NJ, NY, PA, RI, SC, TN, TX, VA, VT

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