James Clancy, financial advisor Meriden CT
73 score

James Clancy

CRD Number: 1330063
Current Firm: Infinex Investments, Inc.

James Clancy (CRD# 1330063) is an Investment Advisor Representative working at Infinex Investments, Inc. in Meriden, CT and has over 30 years of experience in the finance industry.

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Company Name Location Dates Years
Infinex Investments, Inc. Meriden, CT Feb 2014 - Current 2
Ing Investments Distributor, LLC Windsor, CT Jun 2012 - Feb 2014 1
Ing Investment Management Windsor, CT Jun 2012 - Feb 2014 1
Ing Investment Management Company New York, NY Jun 2012 - Feb 2014 1
Morgan Stanley Smith Barney New York, NY Jun 2009 - May 2012 2
Morgan Stanley & Company Incorporated New York, NY Jul 2008 - May 2012 3
Citigroup Global Markets New York, NY Dec 2007 - Jul 2008 < 1
Unemployed Chatham, NJ Jul 2007 - Nov 2007 < 1
Performance Specialist Group LLC New York, NY Jan 2002 - Jun 2007 5
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1985
S66 NASAA Uniform Combined State Law Examination Feb 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for James P. Clancy
Phone Number: 203-599-6000
Registered State(s):
  • CT
  • NJ
By the Numbers
  • Total Assets Under Management
    580
    MILLIONS
  • Total Number of Accounts
    2,901
    ACCOUNTS
  • Average Account Value
    $199,891
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
73

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