Brian ConwayCRD Number: 4606233
Current Firm: Cambridge Investment Research Advisors, Inc.
Brian Conway (CRD# 4606233) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Merrimack, NH and has over 15 years of experience in the finance industry. Brian Conway has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Prosperity Wealth Management, Inc.
Advanced Portfolio Design, LLC
|Cambridge Investment Research Advisors, Inc.||Fairfield, IA||Jul 2010 - Current||7|
|Cambridge Investment Research, Inc.||Fairfield, IA||Oct 2005 - Current||12|
|Axiom Advisors, LLC||Merrimack, NH||Jul 2005 - Current||12|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2002|
Total Assets Under Management25,187MILLIONS
Total Number of Accounts152,412ACCOUNTS
Average Account Value$165,257
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Market timing services
- Educational seminars/workshops