Mark Rauguth (CRD# 1564114) is an Investment Advisor Representative working at Immaculate Wealth Management, LLC in Mesa, AZ and has over 37 years of experience in the finance industry. Mark Rauguth has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 2794155
Aegis Wealth Partners, LLC
CRD# 4091287
Atlas Lifestyle Planning Group LLC
CRD# 5338348
Primerica Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Gradient Securities, LLC | Arden Hills, MN | Jun 2013 - Current | 10 |
| Immaculate Wealth Management, LLC | Mesa, AZ | May 2013 - Current | 10 |
| Overson & Rauguth & Assoc. LLC | Mesa, AZ | Feb 2005 - Current | 19 |
| Precision Investments Inc. | Mesa, AZ | Mar 2000 - Current | 24 |
| Independent Insurance Sales | Gilbert , AZ | Jan 1997 - Current | 27 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 1986 |
| S65 | NASAA Investment Advisors Law Examination | Oct 1998 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- AZ
- CA
- TX
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Total Assets Under Management106MILLIONS
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Total Number of Accounts702ACCOUNTS
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Average Account Value$150,440
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
AZ, CA, TX
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