Rebecca Warren, financial advisor Mesa AZ

Rebecca Warren

CRD Number: 1036051
Current Firm: Moloney Securities Asset Management LLC

Rebecca Warren (CRD# 1036051) is an Investment Advisor Representative working at Moloney Securities Asset Management LLC in Mesa, AZ and has over 41 years of experience in the finance industry. Rebecca Warren has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

Similar Advisors
David Schiller, financial advisor Mesa AZ
David C. Schiller
CRD# 2794155
Aegis Wealth Partners, LLC
Similar Advisors
Michael Abbate, financial advisor Mesa AZ
Michael J. Abbate
CRD# 4091287
Atlas Lifestyle Planning Group LLC
Similar Advisors
Jerry Abbitt, financial advisor Mesa AZ
Jerry W. Abbitt
CRD# 5338348
Primerica Advisors
Professional Designations
Company Name Location Dates Years
Moloney Securities Asset Management LLC Manchester, MO Feb 2016 - Current 8
Moloney Securities Company, Inc. St. Louis, MO Apr 2000 - Current 23
Moloney Investment Advisory LLC Manchester, MO Feb 2016 - Dec 2016 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 1982
Contact Info for Rebecca J. Warren
Phone Number: (314) 909-0600
Registered State(s):
  • AZ
By the Numbers
  • Total Assets Under Management
    1,201
    MILLIONS
  • Total Number of Accounts
    4,236
    ACCOUNTS
  • Average Account Value
    $283,572
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WY

Ready to hire a financial advisor? Get competitive proposals from Rebecca Warren and other advisors.
BADGES

About Wealthminder

Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.

Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.

Finding a Financial Advisor through Wealthminder

Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.

The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.

Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.

You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.

Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.