Rebecca WarrenCRD Number: 1036051
Current Firm: Moloney Securities Asset Management LLC
Rebecca Warren (CRD# 1036051) is an Investment Advisor Representative working at Moloney Securities Asset Management LLC in Mesa, AZ and has over 36 years of experience in the finance industry. Rebecca Warren has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Householder Group Estate & Retirement Specialists
Woodbury Financial Services, Inc.
Barnes Investment Advisory Inc.
|Moloney Securities Asset Management LLC||Manchester, MO||Feb 2016 - Current||2|
|Moloney Securities Company, Inc.||St. Louis, MO||Apr 2000 - Current||18|
|Moloney Investment Advisory LLC||Manchester, MO||Feb 2016 - Dec 2016||< 1|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 1982|
Total Assets Under Management487MILLIONS
Total Number of Accounts2,028ACCOUNTS
Average Account Value$240,147
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OR, RI, SC, TN, TX, UT, VA, WA, WI