Vincent LagattaCRD Number: 3098611
Current Firm: Bbva Wealth Solutions Inc.
Vincent Lagatta (CRD# 3098611) is an Investment Advisor Representative working at Bbva Wealth Solutions Inc. in Mesa, AZ and has over 19 years of experience in the finance industry.
Householder Group Estate & Retirement Specialists
Woodbury Financial Services, Inc.
Barnes Investment Advisory Inc.
|Bbva Compass Insurance Agency, Inc.||Austin, TX||May 2016 - Current||2|
|Compass Bank||Birmingham, AL||May 2016 - Current||2|
|Bbva Securities Inc.||Mesa, AZ||May 2016 - Current||2|
|Bbva Wealth Solutions Inc.||Mesa, AZ||May 2016 - Current||2|
|U.s. Bancorp Investments, Inc.||Campbell, CA||May 2012 - May 2016||4|
|Bank Of The West||San Jose, CA||Jul 2001 - Apr 2012||10|
|Bancwest Investment Services Inc.||St Cloud, MN||Jul 2001 - Apr 2012||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 1998|
|S66||NASAA Uniform Combined State Law Examination||Apr 2008|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management431MILLIONS
Total Number of Accounts1,342ACCOUNTS
Average Account Value$321,107
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, FL, GA, HI, IA, IL, IN, KS, LA, MA, MD, MI, MN, MT, NC, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, WA, WI