Vincent Lagatta, financial advisor Mesa AZ
83 score

Vincent Lagatta

CRD Number: 3098611
Current Firm: Bbva Wealth Solutions Inc.

Vincent Lagatta (CRD# 3098611) is an Investment Advisor Representative working at Bbva Wealth Solutions Inc. in Mesa, AZ and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Bbva Compass Insurance Agency, Inc. Austin, TX May 2016 - Current < 1
Compass Bank Birmingham, AL May 2016 - Current < 1
Bbva Securities Inc. Mesa, AZ May 2016 - Current < 1
Bbva Wealth Solutions Inc. Mesa, AZ May 2016 - Current < 1
U.s. Bancorp Investments, Inc. Campbell, CA May 2012 - May 2016 4
Bank Of The West San Jose, CA Jul 2001 - Apr 2012 10
Bancwest Investment Services Inc. St Cloud, MN Jul 2001 - Apr 2012 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1998
S66 NASAA Uniform Combined State Law Examination Apr 2008
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Vincent R. Lagatta
Phone Number: 713-552-9277
Registered State(s):
  • AZ
  • CA
By the Numbers
  • Total Assets Under Management
    361
    MILLIONS
  • Total Number of Accounts
    918
    ACCOUNTS
  • Average Account Value
    $393,188
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, FL, GA, HI, IA, IL, IN, KS, LA, MI, NC, NJ, NM, NV, NY, OH, OR, PA, SC, SD, TN, TX, VA, WA, WI

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BADGES
83

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