Thomas Crook (CRD# 1776537) is an Investment Advisor Representative working at Gwn Securities Inc. in Mesquite, TX and has over 29 years of experience in the finance industry.
CRD# 5425820
Khp Capital LLC
Score
108
CRD# 4465166
Commonwealth Financial Network
Score
101
CRD# 2515008
Vanderpal Capital Management LLC
Score
106
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Gwn Securities Inc. | Palm Beach Gardens, FL | Nov 2012 - Current | 4 |
| Legend Equities Corporation | Palm Beach Gardens, FL | Oct 2002 - Nov 2012 | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 1988 |
| S65 | NASAA Investment Advisors Law Examination | Apr 2005 |
- TX
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Total Assets Under Management1,387MILLIONS
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Total Number of Accounts21,091ACCOUNTS
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Average Account Value$65,765
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Market timing services
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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