Richard Romano, financial advisor Metairie LA
96 score

Richard Romano

CRD Number: 1918877
Current Firm: Northwestern Mutual Investment Services,llc

Richard Romano (CRD# 1918877) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Metairie, LA and has over 15 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Northwestern Mutual Investment Services, LLC Milwaukee, WI Jan 1989 - Current 27
Rp Nml Equity Metairie, LA Mar 1988 - Current 28
Odyssey House New Orleans, LA Jul 1987 - Current 29
Northwestern Mutual Life Milwaukee, WI Mar 1987 - Current 29
Nml Metairie, LA Mar 1987 - Current 29
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2001
S65 NASAA Investment Advisors Law Examination Dec 2006
Contact Info for Richard T. Romano
Phone Number: 866-664-7737
Registered State(s):
  • LA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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