Richard Romano, financial advisor Metairie LA

Richard Romano

CRD Number: 1918877
Current Firm: Northwestern Mutual Investment Services,llc

Richard Romano (CRD# 1918877) is an Investment Advisor Representative working at Northwestern Mutual Investment Services,llc in Metairie, LA and has over 22 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Northwestern Mutual Investment Services, LLC Milwaukee, WI Jan 1989 - Current 35
Rp Nml Equity Metairie, LA Mar 1988 - Current 36
Odyssey House New Orleans, LA Jul 1987 - Current 36
Northwestern Mutual Life Milwaukee, WI Mar 1987 - Current 37
Nml Metairie, LA Mar 1987 - Current 37
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 2001
S65 NASAA Investment Advisors Law Examination Dec 2006
Contact Info for Richard T. Romano
Phone Number: 866-950-4644
Registered State(s):
  • LA
By the Numbers
  • Total Assets Under Management
    0
    MILLIONS
  • Total Number of Accounts
    0
    ACCOUNTS
  • Average Account Value
    $0
Compensation Options
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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