William ThompsonCRD Number: 1431265
Current Firm: Crescent Sterling Ltd.
William Thompson (CRD# 1431265) is an Investment Advisor Representative working at Crescent Sterling Ltd. in Metairie, LA and has over 30 years of experience in the finance industry. William Thompson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
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|Crescent Sterling Ltd.||New Orleans, LA||Aug 1992 - Current||25|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 1987|
|S65||NASAA Investment Advisors Law Examination||Oct 1991|
Total Assets Under Management158MILLIONS
Total Number of Accounts408ACCOUNTS
Average Account Value$386,288
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
AL, LA, MS, TX