Brandon Shaw, financial advisor Metamora IL
78 score

Brandon Shaw

CRD Number: 5971178
Current Firm: Mml Investors Services, LLC

Brandon Shaw (CRD# 5971178) is an Investment Advisor Representative working at Mml Investors Services, LLC in Metamora, IL and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Mml Investors Services, LLC Pittsburgh, PA Dec 2011 - Current 5
Massmutual Life Insurance Company Pittsburgh, PA Nov 2011 - Current 5
Northwestern Mutual Pittsburgh, PA Aug 2011 - Sep 2011 < 1
Unemployed Pittsburgh, PA Feb 2011 - Aug 2011 < 1
Bny Mellon Pittsburgh, PA Jan 2011 - Feb 2011 < 1
Indiana University Of Pa Indiana, PA Jan 2008 - Dec 2010 2
Bny Mellon Pittsburgh, PA May 2010 - Aug 2010 < 1
Community College Of Allegheny County West Mifflin, PA Aug 2005 - Dec 2007 2
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Apr 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Brandon J. Shaw
Phone Number: (413)737-8400
Registered State(s):
  • IL
  • PA
  • TX
By the Numbers
  • Total Assets Under Management
    666
    MILLIONS
  • Total Number of Accounts
    3,874
    ACCOUNTS
  • Average Account Value
    $171,955
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
78

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