Alfredo Oliva, financial advisor Miami FL
83 score

Alfredo Oliva

CRD Number: 3083002
Current Firm: Kovack Advisors, Inc.

Alfredo Oliva (CRD# 3083002) is an Investment Advisor Representative working at Kovack Advisors, Inc. in Miami, FL and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Kovack Advisors, Inc. Ft. Lauderdale, FL Jun 2011 - Current 5
Kovack Securities, Inc. Ft. Lauderdale, FL Jun 2011 - Current 5
Next Financial Group, Inc. Houston, TX Apr 2008 - Jun 2011 3
Hsbc Securities, (usa) Inc. Miami, FL Oct 2006 - Apr 2008 1
Capital Investment Services, Inc. Coral Gables, FL Jul 2005 - Oct 2006 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 1998
S66 NASAA Uniform Combined State Law Examination Nov 2005
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Alfredo Oliva
Phone Number: 954-782-4771
Registered State(s):
  • FL
  • IL
  • NC
  • SC
  • IN
  • MA
  • OH
By the Numbers
  • Total Assets Under Management
    1,317
    MILLIONS
  • Total Number of Accounts
    5,353
    ACCOUNTS
  • Average Account Value
    $246,011
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
83

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