Alvaro RuedaCRD Number: 1252515
Current Firm: Hb Asset Management, L.c.
Alvaro Rueda (CRD# 1252515) is an Investment Advisor Representative working at Hb Asset Management, L.c. in Miami, FL and has over 17 years of experience in the finance industry.
Northstar Financial Planners, Inc.
|Global Investor Advisory Services||Miami, FL||Jun 2016 - Current||1|
|Global Investor Services||Miami, FL||Nov 2011 - Current||6|
|Hb Asset Management||Miami, FL||Nov 2011 - Current||6|
|R-m Consultores||Montevideo,||May 2010 - Oct 2011||1|
|Wachovia Securities, LLC||Richmond, VA||Jul 2003 - May 2010||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 2000|
|S66||NASAA Uniform Combined State Law Examination||Mar 2008|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management426MILLIONS
Total Number of Accounts267ACCOUNTS
Average Account Value$1,596,775
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
AZ, FL, TX