Ana Vidal RegoCRD Number: 4597559
Current Firm: Hsbc Securities (usa) Inc.
Ana Vidal Rego (CRD# 4597559) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Miami, FL and has over 8 years of experience in the finance industry.
Northstar Financial Planners, Inc.
|Hsbc Private Bank||Miami, FL||May 2013 - Current||4|
|Hsbc Private Bank||New York, NY||Nov 2008 - May 2013||4|
|Ubs Ag||New York, NY||Mar 2005 - Oct 2008||3|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Feb 2009|
Total Assets Under Management2,985MILLIONS
Total Number of Accounts12,340ACCOUNTS
Average Account Value$241,893
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV