Harold Moran (CRD# 1608921) is an Investment Advisor Representative working at Sustainable Advisors Alliance LLC in Tulsa, OK and has over 37 years of experience in the finance industry. Harold Moran has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6013679
Burkholder Wealth Management
CRD# 6163683
Sageoak Financial, LLC
CRD# 6250526
Lpl Financial LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Sustainable Advisors Alliance LLC | Tulsa, OK | Apr 2021 - Current | 3 |
| Portfolio Resources Advisor Group | Saratoga Springs, NY | Sep 2011 - Apr 2021 | 9 |
| Portfolio Resources Group | Saratoga Springs, NY | Sep 2011 - Dec 2019 | 8 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 1986 |
- NY
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Total Assets Under Management187MILLIONS
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Total Number of Accounts771ACCOUNTS
-
Average Account Value$242,836
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AZ, CA, CO, LA, MA, MD, NC, NH, NY, OK, OR, TX, VA, WA
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