Hector FerranCRD Number: 5986157
Current Firm: J.p. Morgan Securities LLC
Hector Ferran (CRD# 5986157) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Miami, FL and has over 4 years of experience in the finance industry. Hector Ferran has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Fin-est Investment Advisors, LLC
|J.p. Morgan Securities LLC||Miami, FL||Aug 2014 - Current||2|
|Wells Fargo Bank Na||Miramar, FL||May 2014 - Aug 2014||< 1|
|Wells Fargo Advisors, LLC||Miramar, FL||May 2014 - Aug 2014||< 1|
|Unemployed||Hialeah, FL||Feb 2014 - May 2014||< 1|
|Merrill Lynch||Hialeah, FL||Feb 2014 - May 2014||< 1|
|J.p. Morgan Securities LLC||Hialeah, FL||Oct 2012 - Feb 2014||1|
|Jpmorgan Chase Bank||Hialeah, FL||Feb 2011 - Feb 2014||3|
|Chase Investment Services Corp||Hialeah, FL||Oct 2011 - Oct 2012||1|
|Unemployed||Hialeah, FL||Dec 2010 - Feb 2011||< 1|
|Carmax||Miami Lakes, FL||May 2006 - Dec 2010||4|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2012|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management70,743MILLIONS
Total Number of Accounts344,720ACCOUNTS
Average Account Value$205,219
- A percentage of assets under your management
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