Jason SmithCRD Number: 6105398
Current Firm: Valic Financial Advisors, Inc.
Jason Smith (CRD# 6105398) is an Investment Advisor Representative working at Valic Financial Advisors, Inc. in Miami, FL and has over 4 years of experience in the finance industry.
Northstar Financial Planners, Inc.
|Valic Financial Advisors, Inc.||Miami Lakes, FL||Jun 2013 - Current||4|
|Patent & Trademark Office||Miami, FL||Nov 2007 - Current||9|
|Edward Jones||St Louis, MO||Aug 2012 - Jan 2013||< 1|
|Michael Baker Corportion||Pittsburgh, PA||Mar 2006 - Nov 2007||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Oct 2012|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Criminal Record
Total Assets Under Management22,665MILLIONS
Total Number of Accounts866,312ACCOUNTS
Average Account Value$26,163
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV