John Sullivan, financial advisor Miami FL
67 score

John Sullivan

CRD Number: 1413427
Current Firm: Efg Capital Advisors Inc.

John Sullivan (CRD# 1413427) is an Investment Advisor Representative working at Efg Capital Advisors Inc. in Miami, FL and has 1 year of experience in the finance industry.

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Company Name Location Dates Years
Prs Latam LLC Miami, FL Jun 2000 - Current 16
Prs International Investment Advisory Services Inc. Miami, FL Jan 1988 - Current 28
Prs International Brokerage, Inc. Miami, FL Aug 1986 - Current 30

John Sullivan has no recent exams reported.
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for John S. Sullivan
Phone Number: 305-381-8340
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    1,300
    MILLIONS
  • Total Number of Accounts
    413
    ACCOUNTS
  • Average Account Value
    $3,148,395
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, CA, CO, DC, DE, FL, GA, IL, MA, MD, MI, MN, MO, NC, NY, OK, PA, SC, TX, VA

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BADGES
67

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