John SullivanCRD Number: 1413427
Current Firm: Efg Capital Advisors Inc.
John Sullivan (CRD# 1413427) is an Investment Advisor Representative working at Efg Capital Advisors Inc. in Miami, FL and has 1 year of experience in the finance industry.
Northstar Financial Planners, Inc.
Fin-est Investment Advisors, LLC
|Prs Latam LLC||Miami, FL||Jun 2000 - Current||16|
|Prs International Investment Advisory Services Inc.||Miami, FL||Jan 1988 - Current||28|
|Prs International Brokerage, Inc.||Miami, FL||Aug 1986 - Current||30|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Regulatory Event
Total Assets Under Management1,300MILLIONS
Total Number of Accounts413ACCOUNTS
Average Account Value$3,148,395
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, CA, CO, DC, DE, FL, GA, IL, MA, MD, MI, MN, MO, NC, NY, OK, PA, SC, TX, VA