Karen MendozaCRD Number: 4517507
Current Firm: Andbanc Advisory LLC
Karen Mendoza (CRD# 4517507) is an Investment Advisor Representative working at Andbanc Advisory LLC in Miami, FL and has over 9 years of experience in the finance industry.
Northstar Financial Planners, Inc.
|Andbanc Advisory LLC||Miami, FL||Dec 2015 - Current||1|
|Andbanc Brokerage LLC||Miami, FL||Dec 2015 - Current||1|
|Morgan Stanley Smith Barney||Miami, FL||Jun 2009 - Dec 2015||6|
|Morgan Stanley & Company Incorporated||Miaimi, FL||May 2009 - Dec 2015||6|
|Ubs International Inc.||Miami, FL||Jul 2006 - May 2009||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2007|
Total Assets Under Management325MILLIONS
Total Number of Accounts197ACCOUNTS
Average Account Value$1,647,658
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
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