Lesley WinstonCRD Number: 1867126
Current Firm: E. A. Horwitz LLC
Lesley Winston (CRD# 1867126) is an Investment Advisor Representative working at E. A. Horwitz LLC in Miami, FL and has over 14 years of experience in the finance industry.
Northstar Financial Planners, Inc.
|Western International Securities Inc.||Pasadena, CA||Jan 2013 - Current||3|
|Ea Horwitz, LLC||Deerfield, IL||Jan 2013 - Current||3|
|Insurance & Financial Services, Inc.||N.miami, FL||Jun 2010 - Current||6|
|Insight Securities, Inc.||Riverwoods, IL||Jan 2013 - Jan 2013||< 1|
|Horwitz & Associates, Inc.||Riverwoods, IL||Jun 2010 - Jan 2013||2|
|Les Winston Insurance Agency||N Miami, FL||Jun 1965 - Dec 2010||45|
|Winston-gettis Mgt Co, Lle||N Miami, FL||Jun 1999 - Jan 2010||10|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Nov 2002|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management144MILLIONS
Total Number of Accounts318ACCOUNTS
Average Account Value$453,337
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
CA, CO, FL, IL, IN, LA, ME, MI, OH
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