Lester Rodriguez, financial advisor Miami FL
78 score

Lester Rodriguez

CRD Number: 6117256
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Lester Rodriguez (CRD# 6117256) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Miami, FL and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami, FL Feb 2016 - Current < 1
Wells Fargo Advisors, LLC Miami, FL Apr 2014 - Feb 2016 1
J.p. Morgan Securities LLC Miami, FL Jul 2013 - Apr 2014 < 1
Jpmchase Natl Corp Srvcs, Inc. Miami, FL Jul 2013 - Apr 2014 < 1
Wells Fargo Advisors, LLC Miami, FL Sep 2011 - Jul 2013 1
Eds Bootcamp Miami, FL May 2011 - Sep 2011 < 1
Fiu Miami, FL Aug 2008 - May 2011 2
Unemployed Miami, FL May 2008 - Aug 2008 < 1
Miami Dade College Miami, FL May 2007 - May 2008 1
Us Army Miami, FL Dec 2005 - Apr 2007 1
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Financial Issue
Get Details on the FINRA Advisor Check site
Contact Info for Lester Rodriguez
Phone Number: 800-637-7455
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
78

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