Lester RodriguezCRD Number: 6117256
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated
Lester Rodriguez (CRD# 6117256) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Miami, FL and has over 5 years of experience in the finance industry.
Northstar Financial Planners, Inc.
|Bank Of America, N.a.||Miami, FL||Aug 2017 - Current||< 1|
|Merrill Lynch, Pierce, Fenner & Smith Incorporated||Miami, FL||Feb 2016 - Current||2|
|Wells Fargo Advisors, LLC||Miami, FL||Apr 2014 - Feb 2016||1|
|J.p. Morgan Securities LLC||Miami, FL||Jul 2013 - Apr 2014||< 1|
|Jpmchase Natl Corp Srvcs, Inc.||Miami, FL||Jul 2013 - Apr 2014||< 1|
|Wells Fargo Advisors, LLC||Miami, FL||Sep 2011 - Jul 2013||1|
|Eds Bootcamp||Miami, FL||May 2011 - Sep 2011||< 1|
|Fiu||Miami, FL||Aug 2008 - May 2011||2|
|Unemployed||Miami, FL||May 2008 - Aug 2008||< 1|
|Miami Dade College||Miami, FL||May 2007 - May 2008||1|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Feb 2013|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management639,574MILLIONS
Total Number of Accounts1,831,494ACCOUNTS
Average Account Value$349,209
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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