Leticia SantiagoCRD Number: 1811434
Current Firm: Hb Asset Management, L.c.
Leticia Santiago (CRD# 1811434) is an Investment Advisor Representative working at Hb Asset Management, L.c. in Miami, FL and has over 24 years of experience in the finance industry.
Northstar Financial Planners, Inc.
Fin-est Investment Advisors, LLC
|Rbc Capital Markets Corporation||Miami, FL||May 2009 - Mar 2015||5|
|Ubs International, Inc.||Coral Gables, FL||Dec 2002 - May 2009||6|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Feb 1992|
|S65||NASAA Investment Advisors Law Examination||Mar 1996|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Customer Dispute
Total Assets Under Management426MILLIONS
Total Number of Accounts267ACCOUNTS
Average Account Value$1,596,775
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
AZ, FL, TX