Leticia Santiago, financial advisor Miami FL
83 score

Leticia Santiago

CRD Number: 1811434
Current Firm: Hb Asset Management, L.c.

Leticia Santiago (CRD# 1811434) is an Investment Advisor Representative working at Hb Asset Management, L.c. in Miami, FL and has over 24 years of experience in the finance industry.

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Company Name Location Dates Years
Rbc Capital Markets Corporation Miami, FL May 2009 - Mar 2015 5
Ubs International, Inc. Coral Gables, FL Dec 2002 - May 2009 6
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1992
S65 NASAA Investment Advisors Law Examination Mar 1996
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Leticia L. Santiago
Phone Number: 305-373-9000
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Other
Types of Clients
Registered States


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