Nelson VallinCRD Number: 4572836
Current Firm: Hsbc Securities (usa) Inc.
Nelson Vallin (CRD# 4572836) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Miami, FL and has over 14 years of experience in the finance industry.
Northstar Financial Planners, Inc.
Fin-est Investment Advisors, LLC
|Hsbc Securities (usa) Inc.||Miami, FL||Feb 2015 - Current||2|
|Hsbc Securities (usa) Inc.||Miami, FL||Apr 2013 - Feb 2015||1|
|Hsbc Securities (usa) Inc.||Miami, FL||Jun 2008 - Apr 2013||4|
|Hsbc International Private Bank||Miami, FL||Oct 2005 - Jun 2008||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Sep 2002|
Total Assets Under Management2,985MILLIONS
Total Number of Accounts12,340ACCOUNTS
Average Account Value$241,893
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV