Rafael Cortez Bernal (CRD# 6712291) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Miami, FL and has over 6 years of experience in the finance industry.
CRD# 1612984
Genesis Wealth Management, Inc.
CRD# 4778193
Global Wealth Management Investment Advisory, Inc.
CRD# 4563511
Efg Asset Management (americas) Corp.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Hsbc Securities (usa) Inc. | Miami, FL | Dec 2020 - Current | 3 |
| Hsbc Bank (usa) Inc. | Miami, FL | Dec 2020 - Current | 3 |
| Hsbc Securities (usa) Inc. | Miami, FL | Oct 2017 - Dec 2020 | 3 |
| Hsbc Bank Usa Natiomal Association | Miami, FL | Sep 2017 - Dec 2020 | 3 |
| Investacorp, Inc. | Miami, FL | Jun 2017 - Sep 2017 | < 1 |
| Brady Financial | Miami, FL | Jun 2017 - Sep 2017 | < 1 |
| Axa Advisors, LLC | New York, NY | Oct 2016 - Jun 2017 | < 1 |
| Self-employed | Miami, FL | Feb 2016 - Oct 2016 | < 1 |
| Self-employed | Caracas, | Sep 2015 - Dec 2015 | < 1 |
| Acm Light LLC | Miami, FL | Feb 2015 - Jun 2015 | < 1 |
| Self-employed | Miami, FL | Jul 2014 - Jan 2015 | < 1 |
| Babson College | Boston, MA | May 2013 - May 2014 | 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 2017 |
| S66 | NASAA Uniform Combined State Law Examination | Apr 2019 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- FL
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Total Assets Under Management3,020MILLIONS
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Total Number of Accounts12,387ACCOUNTS
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Average Account Value$243,838
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