Rafael Cortez BernalCRD Number: 6712291
Current Firm: Hsbc Securities (usa) Inc.
Rafael Cortez Bernal (CRD# 6712291) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Miami, FL and has over 3 years of experience in the finance industry.
Genesis Wealth Management, Inc.
Kingsview Wealth Management, LLC
Efg Asset Management (americas) Corp.
|Hsbc Securities (usa) Inc.||Miami, FL||Oct 2017 - Current||3|
|Hsbc Bank Usa Natiomal Association||Miami, FL||Sep 2017 - Current||3|
|Investacorp, Inc.||Miami, FL||Jun 2017 - Sep 2017||< 1|
|Brady Financial||Miami, FL||Jun 2017 - Sep 2017||< 1|
|Axa Advisors, LLC||New York, NY||Oct 2016 - Jun 2017||< 1|
|Self-employed||Miami, FL||Oct 2015 - Oct 2016||1|
|Acm Light LLC||Miami, FL||Feb 2015 - Sep 2015||< 1|
|Self-employed||Miami, FL||Feb 2014 - Jan 2015||< 1|
|Babson College||Boston, MA||May 2013 - May 2014||1|
|Cecof||Caracas,||Mar 2010 - Apr 2013||3|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 2017|
|S66||NASAA Uniform Combined State Law Examination||Apr 2019|
Total Assets Under Management3,928MILLIONS
Total Number of Accounts17,786ACCOUNTS
Average Account Value$220,829
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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