Rafael Cortez Bernal, financial advisor Miami FL

Rafael Cortez Bernal

CRD Number: 6712291
Current Firm: Hsbc Securities (usa) Inc.

Rafael Cortez Bernal (CRD# 6712291) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Miami, FL and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Hsbc Securities (usa) Inc. Miami, FL Oct 2017 - Current 3
Hsbc Bank Usa Natiomal Association Miami, FL Sep 2017 - Current 3
Investacorp, Inc. Miami, FL Jun 2017 - Sep 2017 < 1
Brady Financial Miami, FL Jun 2017 - Sep 2017 < 1
Axa Advisors, LLC New York, NY Oct 2016 - Jun 2017 < 1
Self-employed Miami, FL Oct 2015 - Oct 2016 1
Acm Light LLC Miami, FL Feb 2015 - Sep 2015 < 1
Self-employed Miami, FL Feb 2014 - Jan 2015 < 1
Babson College Boston, MA May 2013 - May 2014 1
Cecof Caracas, Mar 2010 - Apr 2013 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 2017
S66 NASAA Uniform Combined State Law Examination Apr 2019
Contact Info for Rafael A. Cortez Bernal
Phone Number: 212-525-2879
Firm Website: https://www.us.hsbc.com/
Registered State(s):
  • FL
  • PA
By the Numbers
  • Total Assets Under Management
    3,928
    MILLIONS
  • Total Number of Accounts
    17,786
    ACCOUNTS
  • Average Account Value
    $220,829
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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