Ruben Rozental, financial advisor Coral Gables FL

Ruben Rozental

CRD Number: 1331297
Current Firm: Pgi Wealth Management

Ruben Rozental (CRD# 1331297) is an Investment Advisor Representative working at Pgi Wealth Management in Coral Gables, FL and has over 29 years of experience in the finance industry.

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Company Name Location Dates Years
Pgi Wealth Management Minneapolis, MN Feb 2020 - Current 4
Independent Insurance Agent Plantation, FL Mar 2011 - Current 13
Black Pearl Financial Services, LLC Plantation, FL May 2011 - Apr 2020 8
Business Tax Strategies LLC Coral Gables, FL Aug 2019 - Feb 2020 < 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jan 2010
S65 NASAA Investment Advisors Law Examination Oct 1994
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.

Get Details on the FINRA Advisor Check site
Contact Info for Ruben V. Rozental
Phone Number: (888) 493-9022
Registered State(s):
  • FL
By the Numbers
  • Total Assets Under Management
    211
    MILLIONS
  • Total Number of Accounts
    764
    ACCOUNTS
  • Average Account Value
    $276,315
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
Types of Clients
Registered States

AL, AZ, CA, CO, CT, FL, GA, MN, NC, NE, NY, TX, WI

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