Rui ForcadaCRD Number: 5456571
Current Firm: Hsbc Securities (usa) Inc.
Rui Forcada (CRD# 5456571) is an Investment Advisor Representative working at Hsbc Securities (usa) Inc. in Miami, FL and has over 7 years of experience in the finance industry.
Northstar Financial Planners, Inc.
|Hsbc||Miami, FL||May 2007 - Current||10|
|Bankboston International||Coral Gables, FL||Aug 2004 - Apr 2007||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Dec 2009|
Total Assets Under Management2,985MILLIONS
Total Number of Accounts12,340ACCOUNTS
Average Account Value$241,893
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV