Sergio Estefano (CRD# 3111561) is an Investment Advisor Representative working at Bradesco Global Advisors in Coral Gables, FL and has over 25 years of experience in the finance industry. Sergio Estefano has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 1612984
Genesis Wealth Management, Inc.
CRD# 4563511
Efg Asset Management (americas) Corp.
CRD# 4396600
Mml Investors Services, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Bradesco Global Advisor | Miami, FL | Oct 2021 - Current | 2 |
| Bradesco Bank | Coral Gables, FL | Oct 2021 - Current | 2 |
| Bradesco Investments Corp | Coral Gables, FL | Oct 2021 - Current | 2 |
| Ubs Financial Services Inc. | Miami, FL | Jul 2014 - Oct 2021 | 7 |
| Barclays Capital Inc. | Miami, FL | Sep 2008 - Jul 2014 | 5 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Mar 1999 |
| S66 | NASAA Uniform Combined State Law Examination | Apr 2008 |
- FL
-
Total Assets Under Management185MILLIONS
-
Total Number of Accounts1,020ACCOUNTS
-
Average Account Value$181,586
- A percentage of assets under your management
- Portfolio management for pooled investment vehicles (other than investment companies)
- Other
FL
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