Shelly BrockmanCRD Number: 7436086
Current Firm: Potomac Fund Management
Shelly Brockman (CRD# 7436086) is an Investment Advisor Representative working at Potomac Fund Management in Miami, FL and has 1 year of experience in the finance industry.
Genesis Wealth Management, Inc.
Efg Asset Management (americas) Corp.
Mml Investors Services, LLC
|Potomac Fund Management||Miami, FL||Sep 2021 - Current||1|
|Potomac Fund Management||Miami, FL||Jun 2021 - Current||2|
|Fourlane||Austin, TX||Jul 2020 - Jul 2021||1|
|Self-employed||Atlanta, GA||May 2015 - Jul 2020||5|
|Bayhawk Asset Management||Marietta, GA||May 2011 - May 2015||4|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Aug 2021|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management600MILLIONS
Total Number of Accounts2,230ACCOUNTS
Average Account Value$268,878
- A percentage of assets under your management
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Publication of periodicals or newsletters
AZ, CA, CO, FL, GA, HI, IA, IL, IN, KS, MA, MD, MI, NC, NE, NV, NY, OH, OR, PA, TN, TX, UT, VA, WA
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